Vertas Brokerage Consulting – vertasgroup.com

info@vertasgroup.com

2 Village Square
Suite 252
Baltimore, MD 21210

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Background

Vertas Brokerage Consulting, a discrete unit of Percival Financial Partners Ltd., provides independent brokerage and transition management consulting with the exclusive purpose of helping institutional investors reduce the risk and costs in their trading of stocks and bonds. The team members at Vertas have over 100 years of collective experience in assisting investors in lowering their transaction costs.

Approximately ten years ago pension plans began the use of broker performance rankings to allow fiduciaries to select brokers in the same quantitatively based, fiduciary-compliant way they long selected asset managers and other professionals. Today, as market structures continue to evolve, Vertas presents new innovations, enhancing and developing new and better systems and processes for pension systems to navigate the modern fragmented trading universe through the use of venue-neutral order routing grounded in real time trade cost analytics. Now real time and historical broker and venue performance data can be merged to optimally source liquidity from more than forty-five execution venues, and attain truly "the very best" execution, without the conflicts and increased costs and risks inherent in legacy providers' business models.

With headquarters in Baltimore and professionals based in Philadelphia, New York, California, Michigan, Oregon and Florida, Vertas is an independent consulting firm specializing in minimizing the costs and risks of brokerage events. Independence, transparency, and value are our team's foundation. Let us bring those values to your pension system.

Philosophy

Acting in the capacity of an independent advisor to our clients, the Vertas Brokerage Consulting model is based on the integration of two disciplines: technical brokerage expertise and proven, scientific investment management processes. Our philosophy is to separate advice and administration from trade execution in order to eliminate conflicts of interest, use actual execution data to quantify broker and venue performance, utilize real time trade data and a proprietary Liquidity Scorecard to agnostically route orders to more than forty-five execution venues based on the characteristics of each assignment, monitor trades on a real time basis and report performance across multiple benchmarks.

The Vertas approach is based upon philosophical beliefs which are fully integrated into our end to end brokerage oversight process:

  • Pre trade reports should be much more than a cost estimate;
  • No single approach, broker, or venue is best suited for every transaction;
  • Broker/venue selection decisions require a combination of historical and real time quantitative data;
  • Independent, real-time trade oversight improves performance; and
  • Independent, third-party trade cost analysis is required for legitimate performance attribution.

Vertas Brokerage Consulting is a discrete unit of Percival Financial Partners Ltd.